UBS executive fined for negligence

Aug 14, 2014

Hong Kong's securities regulator has fined and reprimanded an employee of the Swiss bank for negligence in handling client trade orders.

Hong Kong's securities regulator has reprimanded UBS employee Winnie Pang Wai-Yan and fined her HK$120,000 ($15,500) for negligence in handling a client’s trade orders.

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