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Hong Kong securities firm fined HK$1.6 million

Joe Marsh
The city's Securities and Futures Commission has reprimanded and fined Sun On Tat Securities and one of its responsible officers for managerial and supervisory failures.
Hong Kong securities firm fined HK$1.6 million

Hong Kong’s securities regulator has reprimanded Sun On Tat Securities and fined it HK$1.6 million ($206,000) for internal control failings.

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