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HK SFC bans ex-Fulbright exec for 18 months

Joe Marsh
Leung Wai-Hung had designated accounts as discretionary when they were not operated on that basis, in order to avoid his employer's scrutiny on order recordings.
HK SFC bans ex-Fulbright exec for 18 months

Hong Kong's securities regulator has banned a former executive of Fulbright Securities for 18 months for failing to make proper records of client order instructions and circumventing the recording requirements of his employer.

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