AsianInvestor's regulatory round-up, Feb 25Min HoFeb 24, 2015SFC bans ex-head of Ping An Securities; Australia clamps down on collective action; MAS looks at crowdfunding; Transparency for US systemic risk process; HK waives ETF tax; China rules to hit foreign IT.
Ping An securities unit fined in Hong KongJoe MarshJul 9, 2014The Chinese group’s Hong Kong securities unit has been reprimanded and fined close to $1 million for internal control failures.