The funds industry in Asia is suffering due to regulatory pressure on product distributors and custodians around anti-money laundering and mis-selling, according to a recent survey.
Tag : minibonds
The index-fund industry is watching for a response from the Securities & Futures Commission after a magazine article highlights the risks of swap-based and synthetic exchange-traded funds.
Hong KongÆs Securities & Futures Commission has reprimanded the company for inadequate internal and compliance controls.