The executive in question had conducted trades for a client’s discretionary account without obtaining the latter's authorisation.
Tag : kgi
Vontobel-owned structured product platform Deritrade has signed up four buyside clients, in the latest attempt to move ahead of rival Contineo in the race for private banking clients in Asia.
An upgrade and new data centre for hosting services may spark interest in algorithmic trading strategies on Hong Kong stocks, as latency is reduced to below two milliseconds.
Repurchase initiatives taken by Sun Hung Kai Investment Services and KGI Asia have been completed.