JP Morgan fined for failings in institutional equity businessJoe MarshDec 15, 2015Three JP Morgan units have been reprimanded and fined a total of HK$30 million for regulatory breaches and/or internal-control failings in Hong Kong.
Smaller fines not sign of weakness: GoldmanMin HoNov 16, 2014Fines levied by regulators in Asia may be a lot smaller than in the US or UK, but that doesn't mean the region's watchdogs are weak, argues a senior Goldman Sachs executive.