CSRC seeks Connect trading records; EY drops appeal over audit paper; MAS sets out new consumer protection rules; Thai fund industry to offer riskier products; and Singapore regulator forms fintech group.
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Tag : fca
Regulations recently issued by the UK's Financial Conduct Authority on the use of dealing commissions are likely to affect the pricing and distribution of research, industry players say.
HK SFC sees expenditure grow; report on regulations' potential impact on ETFs; India's Sebi tackles fund rule breaches, asks for pension reform; and Myanmar's bourse is delayed.
FRM Capital Advisors invests in Japan-focused Arena Capital, run by former Highbridge portfolio manager Toby Bartlett, more than two years after its last Asia seeding.
