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SFC e-trading rules leave us in the lurch, say brokers

Georgina Lee
They argue that incoming regulations governing the monitoring of algorithmic trading are often counterintuitive and leave them potentially liable for unforeseeable trading risks.
SFC e-trading rules leave us in the lurch, say brokers

Compliance officers at brokerages in Hong Kong have voiced their frustrations over incoming regulations they say are hard to implement and leave them potentially liable for unforeseeable trading risks.

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