SFC bans two female ex-bankers for life

May 7, 2014

The Hong Kong regulator hands out separate bans for fraud and theft, and also fines securities and futures firm Kaiser HK$1.7 million for unauthorised cross-border business.

Hong Kong’s securities regulator has banned two women from re-entering the financial industry for life and reprimanded and fined a securities and futures firm HK$1.7 million ($220,000) for legal breaches.

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