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Merrill hit with third SFC fine in two years

Leigh Powell
The Hong Kong regulator reprimands and fines Merrill Lynch for regulatory breaches dating back to before the global financial crisis.
Merrill hit with third SFC fine in two years

US bank Merrill Lynch has been reprimanded and fined HK$3.5 million ($451,000) by Hong Kong’s Securities and Futures Commission (SFC) for regulatory breaches dating back to before the global financial crisis.

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