HK regulator suspects brokers of inadequate AML controls
The city's Securities and Futures Commission has identified areas of concern related to anti-money laundering controls and is investigating several firms.
.jpg&c=1&h=677&q=100&v=20255129&w=1204)
Hong Kong’s securities regulator is investigating several brokerages it suspects of having inadequate anti-money laundering (AML) internal controls and expects to bring a number of enforcement proceedings as a result.
Sign In to Your Account
Access Exclusive AsianInvestor Content!
Please sign in to your subscription to unlock full access to our premium AI resources.
Free Registration & 7-Day Trial
Register now to enjoy a 7-day free trial—no registration fees required. Click the link to get started.
Note: This free trial is a one-time offer.
¬ Haymarket Media Limited. All rights reserved.