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HK broker banned for unauthorised trading

Joe Marsh
Chan Hau-Wing has received a two-year ban from Hong Kong's securities regulator for conducting unauthorised trades while working for Yue Xiu Futures.
HK broker banned for unauthorised trading

Hong Kong’s securities regulator has banned Chan Hau-Wing from the industry for two years for conducting unauthorised trades in a client’s account and acting contrary to the internal policy of Yue Xiu Futures Company.

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