Ex-Wocom exec gets Hong Kong life ban

Hong Kong’s securities regulator has banned a former employee of Wocom Securities from the industry for life for misappropriating client monies, forging client signatures and conducting unauthorised transactions in client accounts.  The action follows a Securities and Futures Commission (SFC) investigation, which found that between 2010 and 2012 Chow Chi-Keung sought to conceal his trading losses in client accounts by: forging client signatures on 13 Wocom payment ins…