Ex-Phillip Securities executive gets Hong Kong ban

Jul 31, 2016

Wong Lap-Yin made unauthorised trades on a client’s account to raise the prices of shares. He has received a three-year ban.

Ex-Phillip Securities executive gets Hong Kong ban

Hong Kong’s securities regulator has banned a former executive of Phillip Securities from the city’s financial services industry for three years for using unauthorised trades on a client’s account to inflate share prices.

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