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Broker-dealer banned over false wife recording

Leigh Powell
Hong Kong’s SFC seeks to send a deterrent message to the market by banning a broker-dealer for three years for pretending his wife is a client on a short-selling order.
Broker-dealer banned over false wife recording

A broker-dealer who pretended his wife was a client to create a false telephone order recording has been banned by Hong Kong’s securities regulator from re-entering the industry for three years.

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