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Allianz GI counsel on Dodd-Frank, Fatca and social media

Annette Wargon, global general counsel for Allianz Global Investors and RCM, considers the rising challenges of regulations such Dodd-Frank and the Foreign Account Tax Compliance Act.
Allianz GI counsel on Dodd-Frank, Fatca and social media
The incoming Dodd Frank and Foreign Account Tax Compliance Act (Fatca) are not the only things keeping fund house legal and compliance specialists up at night. Staying on top of the development of social media sales and marketing practices is another, says Annette Wargon, recently named global general counsel at Allianz Global Investors (Allianz GI), based in Hong Kong. “The development of these practices using social media is moving so rapidly, it’s quite a challenge for compli…
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